Disclosures & Regulatory Information
Required regulatory information and important disclosures for clients and visitors.
Advisory Relationship & Fiduciary Status
Compliance slot — language to be supplied by compliance[Placeholder] This section will state the nature of the advisory relationship and confirm the firm’s fiduciary obligation to clients. Final wording to be provided by the client’s compliance team.
Form ADV & Client Brochure
Compliance slot — language and links to be supplied[Placeholder] Reserved for the Form ADV Part 2A/2B reference and the client relationship summary (Form CRS), including links to the current filed documents once available.
Nature of Advisory Services
Compliance slot — language to be supplied by compliance[Placeholder] A description of the advisory services offered, how they are delivered, and any material limitations — to be supplied by compliance.
Investment Risk Disclosure
Compliance slot — language to be supplied by compliance[Placeholder] Standard language noting that investing involves risk, including possible loss of principal, and that past performance is not indicative of future results.
Insurance & Separate Entities
Compliance slot — language to be supplied by compliance[Placeholder] Clarifies that advisory services and insurance services are offered through separate entities, and the relationship between them.
Affiliation & Third-Party Disclosure
Compliance slot — language to be supplied by compliance[Placeholder] Discloses the Amerilife affiliation, any third-party relationships, and any associated conflicts of interest and how they are managed.
Website Terms & Informational Use
Compliance slot — language to be supplied by compliance[Placeholder] States that the website is for informational purposes only and does not constitute investment, legal, or tax advice, along with any jurisdictional notices.
Privacy Policy
Compliance slot — language and link to be supplied[Placeholder] Reserved for the firm’s privacy policy summary and a link to the full policy — how client information is collected, used, and protected.
Questions about any disclosure on this page can be directed to the firm’s compliance contact.